UNCLASSIFIED (U)

9 FAM 502.2

Family-Based IV Classifications

(CT:VISA-1856;   10-23-2023)
(Office of Origin:  CA/VO)

9 FAM 502.2-1  Family-based iv classifications overview

9 FAM 502.2-1(A)  Related Statutory and Regulatory Authorities

9 FAM 502.2-1(A)(1)  Immigration and Nationality Act

(CT:VISA-1;   11-18-2015)

INA 101(b) (8 U.S.C. 1101(b)); INA 101(a)(35) (8 U.S.C. 1101(a)(35)).

9 FAM 502.2-1(A)(2)  Code of Federal Regulations

(CT:VISA-1467;   02-04-2022)

22 CFR 42.31; 8 CFR 204.2.

9 FAM 502.2-1(B)  Family Classifications Overview

(CT:VISA-1829;   09-12-2023)

a. Two groups of family-based IV categories are provided under provisions of United States immigration law: Immediate Relative (IR) and Family Preference.  IR IVs are based on a close family relationship with a U.S. citizen.  The number of immigrants in these categories is not limited each fiscal year (see 9 FAM 502.2-2 below).  Family Preference IVs are for specific, more distant, family relationships with a U.S. citizen and some specified relationships with an LPR.  There are fiscal year numerical limitations on family preference immigrants (see 9 FAM 502.2-3 below).  There are also special immigration benefits for certain Amerasian children (see 9 FAM 502.2-4 below).

b. Immediate Relatives: 22 CFR 42.11 identifies the following classification symbols for immediate relatives in accordance with INA 201(b):

c.  Family-Preference: 22 CFR 42.11 identifies the following classification symbols for family-preference relatives in accordance with the INA:

d. Amerasians: 22 CFR 42.11 identifies the following classification symbols for Amerasians:

9 FAM 502.2-1(C)  Conferring Immigration Benefits to Family Members

(CT:VISA-1856;   10-23-2023)

a. Immigration Benefits from Adult Children Only:  Only U.S. citizens aged at least 21 years may confer immigration benefits on a parent or parents.

b. Parents or Siblings of Adopted Child:

(1)  Biological Parents or Siblings:  An adopted child (as defined in INA 101(b)(1)(E), (F) or (G)) may not confer immigration benefits upon a natural parent or sibling unless such adoption has been legally terminated. This is true even where the child never received an immigration benefit based on the adoption.

(2)  When Adoption Has Been Terminated:  A natural parent or child or sibling relationship can be recognized for immigration purposes following the termination of an adoption, if the petitioner can demonstrate that:

(a)  No immigration benefit was obtained or conferred because of the adoptive relationship on the adoptive parent(s);

(b)  A natural parent or child relationship meeting the requirements of INA 101(b) once existed;

(c)  Any adoption that satisfied the requirements of INA 101(b)(1)(E) has been lawfully terminated; and

(d)  The petitioner's natural relationship with the beneficiary has been reestablished, either through operation of law or legal process.

c.  Immigration Benefit Conferred from Child to Father:  USCIS has determined that an illegitimate child may confer immigration benefits to a father if:

(1)  The father has established that he is the natural parent; and

(2)  A bona fide parent or child relationship has been in existence before the child’s 21st birthday.  See 9 FAM 102.8-2(D) definition of “child born out of wedlock.”

9 FAM 502.2-1(D)  Proxy Marriages

(CT:VISA-1467;   02-04-2022)

a. Consummated Proxy Marriage:  If you are satisfied that the marriage has been consummated, you may proceed with processing the visa application based on the premise that a consummated proxy marriage relates back to the date of the proxy ceremony.

b. Unconsummated Proxy Marriage:  If the marriage has not been consummated, you must return the petition to DHS.  See 9 FAM 504.2-8.  If the marriage is later consummated, and DHS approves a petition for the same preference classification, the new petition approval can be regarded as a reaffirmation of the validity of the original petition and the original priority date is retained.

9 FAM 502.2-1(E)  Forced Marriages

(CT:VISA-1654;   11-23-2022)

a. If there are indications that the petitioner or beneficiary is being forced to marry against their will, you should 221g the case and enter detailed case notes regarding the forced marriage circumstances so that another officer does not issue the visa.  You should then reach out to VO/F post liaison for guidance.  The Visa Office works closely with USCIS on cases involving allegations of forced marriage and can provide case by case guidance to you while working to protect the confidentiality of the party that disclosed the forced marriage. 

b. In instances where you have reason to believe the applicant is being forced to marry against their will, you should conduct a more in-depth interview with the applicant, preferably in a privacy window.  You should obtain a statement from the applicant detailing the circumstances of the marriage and their intention and willingness to enter into the marriage. 

c.  If a forced marriage case results in a consular return, and if the applicant or beneficiary inquires, you are advised only to communicate that the petition has been returned to USCIS.

9 fam 502.2-2  immediate relative (IR) Classifications

9 FAM 502.2-2(A)  Related Statutory and Regulatory Authorities

9 FAM 502.2-2(A)(1)  Immigration and Nationality Act

(CT:VISA-1467;   02-04-2022)

INA 101(b)(1) (8 U.S.C. 1101(b)(1)); INA 101(c) (8 U.S.C. 1101(c)); INA 201(b) (8 U.S.C. 1151(b)); INA 203(a)(1) (8 U.S.C. 1153(a)(1)); INA 203(d) (8 U.S.C. 1153(d)); INA 216 (8 U.S.C. 1186a).

9 FAM 502.2-2(A)(2)  Code of Federal Regulations

(CT:VISA-1467;   02-04-2022)

8 CFR 204.2(a)-(b); 8 CFR 204.2(d); 8 CFR 204.2(f); 22 CFR 42.21(a)-(b); 22 CFR 42.41; 22 CFR 42.42.

9 FAM 502.2-2(A)(3)  Public Law

(CT:VISA-1;   11-18-2015)

Immigration Marriage Fraud Amendments Act of 1986, Public Law 99-639, sec. 2; Immigration and Nationality Technical Corrections Act of 1994, Public Law 103-416, sec. 219(b)(1); Violent Crime Control and Law Enforcement Act of 1994, Public Law 103-322, sec. 40701; Immigration Act of 1990, Public Law 101-649, sec. 101(a).

9 FAM 502.2-2(B)  Immediate Relative Defined

(CT:VISA-1856;   10-23-2023)

a. The Immigration and Nationality Act (INA) defines “immediate relative” to include the following:

(1)  Spouse of a U.S. citizen (see “Marital Relationship” in 9 FAM 102.8-1);

(2)  Certain spouses (and the accompanying or following-to-join children) of deceased U.S. citizens (see “Widow/Widower of U.S. Citizen” in 9 FAM 502.1-2(C));

(3)  Child of a U.S. citizen (see “Parent-Child Relationships” in 9 FAM 102.8-2);

(4)  Adopted child of a U.S. citizen (see “Adopted Child” in 9 FAM 102.8-2(G)  and 9 FAM 502.3-2(B) "Adoption Child (101(b)(1)(E)) Classification";

(5)  Orphan adopted or to be adopted by a U.S. citizen residing in the United States (see “Orphan” in 9 FAM 102.8-2(H) and 9 FAM 502.3 Adoption-Based Classifications and Processing);

(6)  Parent of an adult U.S. citizen (see “Parent” in 9 FAM 102.8-2(J)); and

(7)  Child under 16 adopted or to be adopted under the terms of the Hague Convention (see "Convention Adoptee" in 9 FAM 102.8-2(I), 9 FAM 502.3-4(B) "Convention Adoptee Overview", and 9 FAM 502.3-4(C)(1), "Convention Adoptee Classification Summary").

b. See 9 FAM 102.8 for definitions of family-based relationship terms. 

c.  An applicant is entitled to status as an IR if you have received a properly approved petition from DHS and you are satisfied that the claimed relationship exists.  See also 9 FAM 504.2-4 for information on procedures for filing certain petitions for immediate relatives by U.S. citizens abroad.

d. Derivative Immediate Relative Status for Spouses or Children:

(1)  The INA does not generally accord derivative status for family members of immediate relatives as it does for preference applicants.  (INA 203(d) does not apply to the classes described in INA 201(b)).  A U.S. citizen must file separate IR petitions for the spouse, each child, and each parent.

(2)  “Parents” of U.S. citizens are accorded IR5 status only upon U.S. Citizenship and Immigration Services or consular officer approval of a Form I-130, Petition for Alien Relative, establishing that the appropriate child-parent relationship exists.  In certain circumstances, a U.S. citizen may be entitled to petition for only one parent, such as when the beneficiary’s spouse does not meet the definition of “parent” as set forth at INA 101(b)(2). For example, an individual who becomes a stepparent of an 18-year-old is not the “parent” of that child for immigration purposes (see INA 101(b)(1)(B)).  Consequently, should that stepchild become a U.S. citizen, USCIS and post would be unable to approve a Form I-130, Petition for Alien Relative (for IR5 status) for that stepparent.  Further, spouses and children of IR5s cannot benefit from derivative status through the principal applicant. Spouses who cannot qualify in their own right for IR5 status, and any children of an IR5, would require the filing of a separate Form I-130 petition (family-based second preference classification) upon the principal’s admission to the United States as an LPR.

(3)  Section 219(b)(1) of Public Law 103-416 makes an exception to the general rule by providing derivative status for the accompanying or following-to-join children of spouses of deceased U.S. citizens.

e. “Spouse and Child of Deceased U.S. Citizen” Defined:

(1)  INA 201(b)(2)(A)(i) defines “immediate relatives” to include the spouse of a deceased U.S. citizen, provided the spouse:

(a)  Was not legally separated when the spouse died;

(b)  Has not remarried; and

(c)  Files a petition under INA 204(a)(1)(A)(ii) within two years after the death of the spouse.

(2)  An immediate relative also includes the child(ren) of the spouse of the deceased U.S. citizen.  Such children, however, may not petition in their own behalf, but are derivatives of the principal beneficiary.  Consequently, they can obtain status only as derivatives by accompanying or following to join the principal beneficiary. Derivative status does not extend to unmarried sons or daughters of widows or widowers.  See 9 FAM 502.1-1(D)(8) for additional information on the effects of September 11, 2001, terrorist act-inspired legislation on IR classification and petition procedures.

9 FAM 502.2-2(C)  Immediate Relative Classification – Special Cases

(CT:VISA-1654;   11-23-2022)

a. Refusal to File Immediate Relative (IR) Petition:

(1)  In general, the spouse, child, or parent of a U.S. citizen who is entitled to classification as an IR should be processed as an IR. However, if you are fully satisfied that the U.S. citizen relative has refused to file a petition on behalf of the spouse, child, or parent, for reasons other than financial consideration or inconvenience, you may consider the applicant for any other type of IV for which they are qualified.

(2)  If an applicant is classifiable both as an IR and a preference immigrant, and the spouse refuses to file an IR petition to avoid conditional status, you may process the case as that of a preference immigrant.  See 9 FAM 502.2-2(D).

(3)  Abusers generally refuse to file relative petitions because they find it easier to control relatives who do not have lawful immigration status.  The Violence Against Women Act of 1994 (see sections 40701-40702 of Public Law 103-322) contains provisions that allow the qualified spouse or child of an abusive U.S. citizen or LPR to self-petition for immigrant classification.

b. Applicant Classifiable as Immediate Relative (IR) and Special Immigrant:  An applicant classifiable as an immediate relative who is also classifiable as a special immigrant under INA 101(a)(27)(A) or INA 101(a)(27)(B) may establish entitlement to classification under either category, depending upon which of the two may be more easily established.  Since special immigrants under INA 101(a)(27)(A) and (B) are not subject to numerical limitations, this procedure is in accord with the original intent of Congress in enacting INA 201(b), namely, to prevent the use of IV  numbers by applicants who are able to immigrate in a visa category not subject to numerical limitations.

c.  IR Classification Following Petitioner’s Naturalization in F2 Petition Cases:  See 9 FAM 502.1-2(D) for additional information on conversion of F2 petition to accord IR status.

d. Petition Procedures:  See also 9 FAM 504.2-4 for information on procedures for filing certain petitions for immediate relatives by U.S. citizens at consular sections abroad.

9 FAM 502.2-2(D)  Conditional Status for Certain Immediate Relatives 

(CT:VISA-1856;   10-23-2023)

a. The Immigration Marriage Fraud Amendments Act of 1986 (Public Law 99-639) amended the Immigration and Nationality Act by adding section 216 (8 U.S.C. 1186a) which provides conditional LPR status for certain IR categories at the time of admission. 

b. You classify the spouse of a U.S. citizen or the stepchild of a U.S. citizen as a conditional immigrant when the visa is issued if the basis for immigration is a marriage that was entered into less than two years before the date of visa issuance.  See also 9 FAM 504.10-3.

9 FAM 502.2-3  Family Preference Classifications

9 FAM 502.2-3(A)  Related Statutory and Regulatory Authorities

9 FAM 502.2-3(A)(1)  Immigration and Nationality Act

(CT:VISA-1;   11-18-2015)

INA 101(a)(27)(A) (8 U.S.C. 1101(a)(27)(A)); INA 203(a) (8 U.S.C. 1153(a)).

9 FAM 502.2-3(A)(2)  Code of Federal Regulations

(CT:VISA-1;   11-18-2015)

22 CFR 42.31.

9 FAM 502.2-3(A)(3)  Public Law

(CT:VISA-1;   11-18-2015)

Child Status Protection Act, Public Law 107-208.

9 FAM 502.2-3(B)  Entitlement to Family Preference IV Classification

(CT:VISA-1856;   10-23-2023)

a. A U.S. citizen or an LPR may file an IV petition under INA 203(a) on behalf of a family member if the individual meets one of the relationship categories listed below:

(1)  First Preference:  Unmarried sons and daughters (age 21 or older) of U.S. citizens;

(2)  Second Preference:  Spouses, unmarried children, and unmarried sons and daughters of LPRs:

(a) F2A: Spouse and unmarried children of LPRs. "F2A" is the term used in the monthly Visa Bulletin.  The terms used in the chart at 9 FAM 502.1-3 are "F21" (spouse) and "F22" (child).  These latter terms are printed on the issued IV.

(b) F2B: Unmarried sons and daughters (age 21 or older) of LPRs.  (Also referred to as "F24" for IV issuance purposes.)  A minor child of a principal applicant in the F2B category is an F25.

(c) FX: Although there is a per-country limit of 7 percent of the total number of preference IVs, the INA allows for a certain percentage of the F2A numbers to be exempt from the per-country limit; they are issued using the FX issuance symbol.  You may issue to otherwise qualified FX cases without concern for this cap, which is managed by the Visa Office.

(3)  Third Preference:  Married sons and daughters of U.S. citizens; and

(4)  Fourth Preference:  Siblings of U.S. citizens.

b. The applicant must be the beneficiary of a Department of Homeland Security-approved petition and must meet all other requirements for the issuance of an IV.

c.  See 9 FAM 102.8 for definitions or descriptions of family-based relationship terms.  For application of the Child Status Protection Act (CSPA) to family preference cases, see 9 FAM 502.1-1(D).

9 FAM 502.2-3(C)  Derivative Status for Spouse and Children (Family Preference Classification)

(CT:VISA-1856;   10-23-2023)

a. The spouse and unmarried children of a beneficiary are entitled to the same preference status and the same priority date, as the principal beneficiary.

b. Offspring of Derivative Child: 

(1)  A derivative beneficiary of an approved IV petition cannot bestow upon someone else the immigration status they, themselves, have derived from the principal beneficiary.

(2)  For example, if an LPR files a second preference petition for their spouse, the spouse is the principal beneficiary of the status accorded by the petition.  Any children (as defined by INA 101(b)(1)) of the principal beneficiary (the spouse) are derivative beneficiaries who would derive from their parent the same immigration status that the parent has been granted.  However, the law does not provide an avenue for derivative beneficiaries to pass their derived immigration status on to any children of their own (or to anyone else for that matter).

(3)  Under such circumstances, however, the petitioner could elect to file a separate petition for any of their children who have children of their own. With a separately approved petition, the petitioner's child would be the principal beneficiary of the petition and, accordingly, the child's children would qualify for derivative immigration status through the principal beneficiary parent.

c.  Filing Petitions for Derivative Beneficiaries:  Careful attention should be paid to cases where a derivative beneficiary's immigration status is likely to change.

(1)  For instance, when a child turns 21, they are no longer a "child" under INA 101(b)(1).  The Child Status Protection Act (CSPA) may protect the derivative from “aging out” and losing the ability to derive status from the principal beneficiary of the petition.  See 9 FAM 502.1-1(D) for guidance on CSPA calculations.

(2)  Likewise, if the petitioner intends to become a U.S. citizen before their spouse and children have immigrated to the United States, the petitioner should file separate IV petitions for any children who are currently deriving their immigration status through the spouse.  That way, when the petitioner is naturalized, the petition according second preference status (F21) to the spouse, as well as those petitions according second preference status (F22) to any children, will be converted automatically to accord the beneficiaries IR1 (spouse) or IR2 (children).  If, however, the petitioner does not file separate petitions for their children before naturalization, the children will lose their derivative status upon the petitioner's naturalization, since the spouse's status will automatically convert to IR1 and there is no derivative status for immediate relatives.  The petitioner will then have to file new petitions on their behalf to accord them IR2 status.

d. Filing Separate Petitions for F2 Derivatives:  Although the spouse and children of a beneficiary are entitled to derivative status, a recession of the final action date in the derivative category resulting in the unavailability of a number in the derivative category might lead the beneficiary, now an LPR, to consider filing a second preference petition.  Approval of such petitions can take a substantial amount of time, however, and the priority date might also recede in that category.  The decision to file or not to file a second preference petition must be the petitioner’s.  You must neither encourage nor discourage the filing of a second preference petition but may provide copies of recent Visa Office bulletins, which indicate the movement of priority dates.  In unusual circumstances, it is possible that slow movement in the beneficiary’s derivative class might indicate that the filing of a second preference petition may be beneficial.

9 FAM 502.2-3(D)  Automatic Conversion of Petitions (Family Preference Classifications)

(CT:VISA-1836;   09-25-2023)

a. Immediate Relative Converts to Third Preference:  If the child of a U.S. citizen is the beneficiary of an IR petition, the petition automatically converts to a third preference petition if the child marries.  The priority date of the third preference petition is the filing date of the immediate relative petition.

b. First Preference Converts to Third Preference:  If the unmarried son or daughter of a U.S. citizen marries before the visa is issued, the beneficiary's first preference petition automatically converts to a family third preference petition.  Any child(ren) of the beneficiary would then be entitled to derivative third preference status.  The priority date remains the same.

c.  Second Preference Converts to Immediate Relative:  A second preference petition for the spouse of an LPR automatically converts to an immediate relative petition if the petitioner becomes a U.S. citizen.  However, derivative second preference status for the beneficiary's child(ren) does not convert because there is no derivative status for immediate relative petitions.  The petitioner must file a separate petition for the child if the child meets the definition of "child" as defined in 9 FAM 102.8-2.  The priority date remains the same.

d. Second Preference Converts to First Preference:  A second preference petition for the unmarried son or daughter of an LPR automatically converts to a first preference petition if the petitioner becomes a U.S. citizen (see also 9 FAM 502.1-1(D) for details on the CSPA).  The accompanying or following-to-join child(ren) would also be entitled to derivative first preference status.  The priority date remains the same.

e. Third Preference Converts to First Preference: 

(1)  A third preference petition approved for a married son or daughter of a U.S. citizen who has since become widowed or divorced automatically converts to accord first preference status (or IR status if the beneficiary is under the age of 21).  If the petition converts to first preference, the accompanying or following-to-join child(ren) may be granted derivative first preference status.  The priority date remains the same.

(2)  There is no derivative status for the child(ren) if the beneficiary becomes entitled to IR status.

9 FAM 502.2-3(E)  Second Preference Petitioner Residing Abroad (Family Preference Classifications)

(CT:VISA-1467;   02-04-2022)

a. Second Preference Petition Filed Abroad by Returning Residents:  An applicant who qualifies as a special immigrant returning resident under the terms of INA 101(a)(27)(A) is by definition an individual “lawfully admitted for permanent residence.”  They may have the same status under the identical language of INA 203(a)(2).  Therefore, an applicant issued a special IV as a returning permanent resident, an LPR returning with a valid reentry permit, or an LPR holding a Form I-551, Permanent Resident Card, may file a petition while abroad for a spouse or an unmarried son or daughter.

b. When LPR Status is Doubtful: 

(1)  INA 101(a)(20) reads as follows: “The term 'lawfully admitted for permanent residence' means the status of having been lawfully accorded the privilege of residing permanently in the United States as an immigrant in accordance with the immigration laws, such status not having changed.”

(2)  If you have reason to believe the petitioner may no longer be entitled to LPR status, you must return the petition to the appropriate DHS office pursuant to 22 CFR 42.43(a).  If the petitioner has filed a petition abroad, you should forward the petition for DHS adjudication as a case "not clearly approvable."  See 9 FAM 504.2-8.

9 FAM 502.2-3(F)  Related Family Preference Classification Provisions

(CT:VISA-1467;   02-04-2022)

a. See 9 FAM 503.3-3(A) related to new petition approval being regarded as a reaffirmation or reinstatement of the validity of the original petition if filed by same petitioner on behalf of same beneficiary.

b. See 9 FAM 504.10-2(E)(2) related to the marriage age statement for visa issued to an unmarried son or daughter.

c.  See 9 FAM 102.8-1(B) regarding family-sponsored preference petitions in cases of marriage between relatives.

d. See 9 FAM 504.2-4(B) related to special petition procedures for U.S. citizens and LPRs abroad.

e. Spouse, Child, Son, or Daughter of LPR Killed in September 11, 2001 Terrorist Attacks:  The spouse, child, son, or daughter of an LPR killed in a September 11, 2001 terrorist attack, may self-petition for status using the Form I-130, Petition for Alien Relative.  They will be processed as if the petitioner had not been killed in the attack.  The beneficiary must demonstrate that their spouse or parent was present in the United States on September 11, 2001, that the spouse or parent had LPR status on September 11, 2001, and that the spouse or parent was killed as a direct result of the terrorist attacks.

9 FAM 502.2-4  AMERASIAN FAMILY-BASED CLASSIFICATION

9 FAM 502.2-4(A)  Related Statutory and Regulatory Authorities

9 FAM 502.2-4(A)(1)  Immigration and Nationality Act

(CT:VISA-1;   11-18-2015)

INA 204(f) (8 U.S.C. 1154(f)).

9 FAM 502.2-4(A)(2)  Code of Federal Regulations

(CT:VISA-1;   11-18-2015)

8 CFR 204.4; 8 CFR 205.1(a)(3)(ii).

9 FAM 502.2-4(A)(3)  Public Laws

(CT:VISA-1;   11-18-2015)

Public Law 97-359; Public Law 100-202, sec. 584; Foreign Operations, and Export Financing and Related Programs Appropriations Act, 1990, Public Law 101-167, Title II; Foreign Operations, and Export Financing and Related Programs Appropriations Act, 1991, Public Law 101-513, Title II; Immigration Act of 1990, Public Law 101-649, Sec. 603(a)(20).

9 FAM 502.2-4(B)  Amerasian Classification under INA 204(f)(1)

(CT:VISA-1654;   11-23-2022)

a. The Amerasian Immigration Act (AIA), Public Law 97-359 of October 22, 1982, added 204(g), now INA 204(f), to the INA to provide preferential treatment in the immigration of certain illegitimate Amerasian children of U.S. citizen fathers who are unable to immigrate under any other section of the INA.  Before enactment of Public Law 97-359, these children were unable to gain any benefits from their relationship to their father.  The provisions of INA 204(f)(1) enable them to do so without requiring their father to file a petition on their behalf.

b. To qualify for benefits under INA 204(f)(1) the beneficiary must have been:

(1)  Born in Korea, Vietnam, Laos, Cambodia, or Thailand after December 31, 1950, and before October 22, 1982; and

(2)  Fathered by a U.S. citizen.

c.  Beneficiaries under age 21 and unmarried are entitled to IR classification; unmarried sons and daughters over the age of 21 to classification as family first preference; and married sons and daughters to family third preference.

d. Petition Procedures for Amerasian Child:

(1)  Any individual claiming to be eligible for benefits as an Amerasian under INA 204(f)(1), or any person on their behalf, may file a petition, Form I-360, Petition for Amerasian, Widow, or Special Immigrant with DHS.

(2)  You may not approve petitions for Amerasian children who are beneficiaries under this section, unlike for Amerasian children who qualify under the Amerasian Homecoming Act described in 9 FAM 502.2-4(C) below.  See 8 CFR 204.4 for information on DHS processing and screening of Amerasian children's cases under this section.

(3)  Like other IV applications, the approval of an I-360 petition under INA 204 establishes prima facie entitlement to status.  The validity of the relationship between the U.S. citizen father and the beneficiary is presumed to exist.  However, an approved petition does not relieve the beneficiary of the burden of establishing visa eligibility.  You should confirm that the facts claimed in the petition are true during the visa interview.  Remember that USCIS interacts solely with the petitioner; the interview is the first point during the petition-based visa process where a USG representative has the opportunity to interact with the beneficiary of the petition.  Additionally, you benefit from cultural and local knowledge that adjudicators at USCIS do not possess, making it easier to spot misrepresentation in qualifications.

(4)  A qualified principal applicant is issued AM-1, a spouse or child AM-2, and an AM-3 to the natural mother of an AM-1.  You must stipulate in the case notes whether you are issuing an IV based on the Amerasian Immigration Act (this section) or the Amerasian Homecoming Act (see 9 FAM 502.2-4(C) below). 

(5)  Revocation of Petition for Amerasian Child:  DHS regulations for the revocation of petitions for Amerasian beneficiaries under this section are provided in 8 CFR 205.1(a)(3)(ii).

9 FAM 502.2-4(C)  Amerasian Classification for Vietnamese Children Under the Amerasian Homecoming Act

(CT:VISA-1467;   02-04-2022)

a. Introduction: Congress passed the Amerasian Homecoming Act (AHA), Public Law 100-202, in 1987 to facilitate the immigration of this specific group to the United States.  An additional 55,312 IVs were issued to derivative family members of those applicants.

b. Who Qualifies: The AHA is for individuals fathered by an American citizen and born in Vietnam between January 1, 1962, and January 1, 1976.  A qualified principal applicant is issued AM-1, a spouse or child AM-2, and an AM-3 to the natural mother of an AM-1.  You must stipulate in the case notes whether you are issuing an IV based on the Amerasian Homecoming Act (this section) or the Amerasian Immigration Act (see 9 FAM 502.2-4(B) above). 

c.  Case Processing: Individuals can apply for an AM-1 visa at a consular section without an approved petition.  The applicant should provide:

(1)  Copies of evidence showing that the applicant was born in Vietnam between January 1, 1962, and January 1, 1976.

(2)  Copies of evidence establishing the parentage of the applicant and the U.S. citizen biological father (birth certificates, baptismal records, correspondence, financial support from the father, etc.).

(3)  If the applicant is married, a copy of the marriage certificate and proof of the termination of any prior marriage.

d. As with other IV cases, those requiring further evidence should be refused under INA 221(g).  These cases will also undergo the same termination processing as other IV classifications.

9 FAM 502.2-4(D)  Alternative Amerasian Classification

(CT:VISA-1467;   02-04-2022) 

An Amerasian child may immigrate under another provision of the INA, if so qualified.

UNCLASSIFIED (U)